| FAQ's |
We are an independent Investment Management
Company devoted to bringing superior investment
management expertise to our clients. |
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How often do we receive statements and from where?
Monthly statements are received for each account from the custodian for the accounts...TD Waterhouse. Also, unlike traditional brokerage companies, we produce a statement each quarter for each account telling you the exact rate of return for your account for given periods of time.
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How are you compensated?
We are compensated from the client's account, based on a percentage of the assets we are managing. This method is called "fee based". We receive no commissions of any type from TD Waterhouse or any other firm. Unlike traditional brokerage companies, we receive no back-end commissions from mutual funds or any other security that we may recommend for your account. We work for you , not for a commission from what we sell you.
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Do you represent any particular mutual fund or brokerage company?
Absolutely not. Unlike traditional brokerage companies, we don't have a hidden agenda when it comes to selecting the right securities for your account. we develop your accounts based on what we sincerely believe is best for you, per your goals and objectives. We have no relationship with any mutual fund or security. We make our selections on what the securities will do for your clients, not on what they could do for us.
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When are changes made to my account?
Each individual account is reviewed monthly. If changes deemed to be necessary, we communicate the issue with you and proceed accordingly.
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How do you communicate with your clients?
While every account holder receives monthly statements, our clients typically receive other communications from us monthly. Our fund letters, quarterly report communications, bi-monthly newsletters, and our Annual Client Appreciation Reception keep our communication lines open. We also meet with our Advisory Board quarterly. Check this web site often as updates and changes are made often. |
What would I do if I need or want money out of my account?
Anytime you need cash for any reason, we expedite the request quickly, and without asking you questions. The account is yours, and we make sure that you receive your distribution or proceeds as quickly as you need the cash.
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What type of accounts do you have?
We provide routine investment accounts, along with IRAs, Roth IRAs, Rollover IRAs, custodial accounts for children, Educational IRAs, 529 Plans for College, SEP IRAs, and Simple IRA accounts.
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Do you have references available?
Because we consider the accounts and even the account holders confidential, we typically do not provide the names of clients for references. However, any prospective client could request a reference, and we would seek the permission of a number of clients for you to speak with.
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